Frequently Asked Questions

What are normal operating hours for the office?

Monday thru Friday:  9:00am – 5:00pm

What are Mark’s available appointment times*?

  • Monday 10am - 6:30pm
  • Tuesday and Wednesday 10am-4:30pm
  • Thursday 10:30am-4:30pm
  • Friday - no Friday appointments at this time

*scheduling is on a first come, first serve basis

How long do appointments generally last?

Appointment duration varies and can depend on whether the appointment is in-person or by phone, as well as if it is an initial “get to know you” appointment.  For initial “get to know you” in-person appointments, it may take two hours.  For initial “get to know you” phone appointments, it may take an hour.  After the initial “get to know you” appointment, in-person appointments may last an hour and phone appointments may last thirty minutes. 

What are typical turnaround times for withdrawals?

Requests must be received by 3:00pm EST to be eligible for same day completion. Turnaround times vary depending on the time of day the request is received, as well as the format for disbursement of funds.  Once we have received your request, the following turnaround times are generally expected:  (1) Check by mail: 7-10 business days; (2) Electronic Funds Transfer via Automated Clearing House (ACH): 3-5 business days; (3) Overnighted by mail: 2 business days (after trades have been settled); (4) Bank wire: 1-2 business days (Fees apply, and the amount can vary.  The fee for single domestic wire transfers to your bank can be as much as $15. Your bank may also charge a fee for receiving the transfer.)

What costs are associated with an appointment with Mark?

The services we provide prior to a business agreement are complimentary and part of our effort to better serve you. This includes preliminary consultations with an Investment Advisor Representative (in-person, phone, email, Skype…), analysis preparation and associated reports/proposals.  Fees and expenses for services are incurred ONLY if you choose to do business with us and vary based on recommendations and products proposed. We will disclose and define up-front costs and/or recurring management fees prior to your decision. Fee-based financial planning is offered through Transamerica Financial Advisors, Inc. a Registered Investment Advisor.

How do I add or change beneficiaries?

To add or change beneficiaries, please call us and request a form that we will help you complete.  Once completed and returned to us, we will submit the information to the fund company.

How do I transfer money online between my bank and my account?

To transfer money online between your bank and your account with us, you must fill out an ACH Authorization form and return it to us.  We will submit the form to the fund company.  This links your bank account to your investment account for deposit or withdrawal.  After the link is established, you may deposit or withdraw money with a phone call to us, or we can set up a monthly draft for the same amount on the same day to deposit into your account.

How do I withdraw from my 529 to pay for college?

When you want to withdraw money (take a distribution) from your 529 account, simply fill out the form we provide to you and return it to us.  We’ll handle the rest.

How do I get my tax paperwork?

Each fund company sends out its own paperwork.  That paperwork is sent out at different times, but each should comply with the deadlines set up by the IRS, which is Feb 15th.  Additionally, you always have access to your account online, where you can print the necessary information.  And of course, you can always call us, and we can provide the necessary information.

Does Mark have experience in providing advice on the topics below?

  • Retirement planning - Yes
  • Investment planning - Yes
  • Estate planning - Yes
  • Insurance planning - Yes
  • Tax planning - No 
  • Integrated planning - No
     

What licenses does Mark hold?

  • Series 6 (Investment Company Products/Variable Life Contracts Representative); 
  • Series 63 (Uniform Securities Agent); Life Insurance; Long Term Care Insurance; 
  • Series 7 (General Securities Representative) 
  • Working on Series 22 (Direct Participation (Limited Partnerships)

Is Mark personally licensed and/or registered as an investment advisor representative with a state(s)? 

Yes, he is currently registered in GA, AL, FL, CA, SC, NC, TN, OH, TX, LA, MD, WI, PA, IN, AZ, CO, KY, OK, VA

Will Mark provide his disclosure document Form ADV Part II?

Yes

Who will work with me?

Mark has administrative (non-registered) support, including a Sales Assistant (Heather Buvalla), Service Assistant (Ginger Queen and Kristi Sanders), and a Computer Operator (Debby Sadler).

Will those same individuals review my financial situation?  

Mark’s administrative staff can view all client accounts, but face to face and/or phone appointment reviews including recommended actions and proposals for business, will be performed and executed by Mark.

What charges can I expect? 

Services provided prior to a business agreement are complimentary and part of our effort to better serve you. This includes preliminary consultations with Mark (in-person, phone, email, Skype); analysis preparation; and associated reports/proposals.  Fees and expenses for services are incurred ONLY if you choose to do business with us and vary based on recommendations and products proposed. We will disclose and define up-front costs and/or recurring management fees prior to your decision. Fee-based financial planning is offered through Transamerica Financial Advisors, Inc. a Registered Investment Advisor.

Does Mark have a business affiliation with any company whose products or services he recommends?

No

Do professionals and sales agents, to whom Mark may refer me, send business, fees or any other benefits to him?

Mark is part of Athens BNI (Business Networking International) that shares referrals to other reputable, local businesses.  It is possible that Mark may refer you to another business*, but he is not compensated for this.  *Please note that we will ALWAYS ask and OBTAIN permission from you before sharing your contact information with another business or anyone else.  It is also possible for other businesses to send referrals to Mark as well, though they receive no compensation from Mark for doing so.

Do you have a question not answered above?  Just Ask!

Your Name
Email Address
Telephone
Your Questions

Notice

Check out the background of this investment professional on FINRA’s BrokerCheck

Securities offered through Registered Representatives of Cambridge Investment Research, Inc., a broker-dealer, member FINRA / SIPC - (http://www.finra.org/ and http://sipc.org/ ). Advisory services offered through Cambridge Investment Research Advisors, Inc., a Registered Investment Adviser by Mark H. Mitchell and Rex Bradberry, Investment Adviser Representative. Mitchell Investment Group and Cambridge are not affiliated. The information in this email is confidential and is intended solely for the addressee. If you are not the intended addressee and have received this email in error, please reply to the sender to inform them of this fact.

We cannot accept trade orders through email. Important letters, email, or fax messages should be confirmed by calling our office. This email service may not be monitored every day, or after normal business hours.

Mark holds FINRA State Licenses in the following states:  Al, AR, CA, CO, FL, GA, IA, KY, LA, MA, MI, MS, NC, NM, OH, OK, PA, SC, TN, TX, VA, WI.
Rex is currently licensed with a series 6, 63 and 65 securities license. He holds FINRA State Licenses in the following states:  AL, FL, GA, LA, MD, NC, NM, OH, PA, SC, TX, VA.
Chris holds FINRA State Licenses in the following states:  AL, FL, GA, MS, TN, TX.
Blake holds FINRA State Licenses in the following states:  AL, CA, FL, GA, HI, LA, MN, MS, NC, OH.

CONTACT INFORMATION

706.549.8555
706.546.0183
FAX 866.275.4500
mark@mitchellinvestmentgroup.net 

 

OFFICE LOCATION

595 South Milledge Ave
Athens, Georgia 30605
click here for map
 

 

SERVICES WE PROVIDE

  • ›   Retirement & Estate Planning
  • ›   401k Rollovers
  • ›   Life Insurance
  • ›   Investment Planning
  • ›   Mutual Fund Management
  • ›   Insurance & Tax Planning